Compliance Specialist

Project duration - 6 months

Pay Rate: 43.69 per hour


Required Skills:
• Understanding of the OTC derivatives market and regulations
• 3-7 years of compliance or regulatory experience, preferably with a federal regulator or self-regulatory organization, or in a trading environment, risk management function, or law firm
• Bachelor’s degree; JD a plus
• Project management skills desirable
• Working understanding of Title VII of the Dodd-Frank Act as pertains to the obligations of Swap Dealers
• Understanding of OTC clearing and trading on swap execution facilities
• Excellent oral and written communication skills
• Ability to project confidence and professionalism in all dealings with internal and external stakeholders
• Ability to make, support and defend difficult and complex regulatory/compliance decisions in a fast-paced trading floor environment
• Securities and/or futures licenses, a plus

To know more on this position or to schedule an interview, please contact;

Jaimin Shah

973-606-3275