Investment Associate
Job Description
Rockefeller Capital Management was established in 2018 as a leading independent financial advisory services firm. Originally founded in 1882 as the family office of John D. Rockefeller, the Firm has evolved to offer strategic advice to ultra- and high-net-worth individuals and families, institutions, and corporations from offices in 33 markets throughout the United States, as well as an office in London. The Firm oversees $212 billion in client assets as of April 30, 2026.
Position
The Investment Associate is a key member of the Private Advisor team, supporting senior advisors in delivering investment analysis, portfolio insights, and implementation support for high-net-worth client portfolios. This role sits at the intersection of research and execution, with a focus on financial modeling, investment due diligence, and monitoring portfolio performance, while partnering closely with internal teams to ensure accurate and timely delivery of investment strategies.
Responsibilities
- Conduct investment research and due diligence across securities, funds, and alternative investments
- Perform financial modeling and analysis to support portfolio decisions
- Monitor portfolio performance and risk across client accounts
- Prepare investment materials and reporting for client and internal use
- Track market developments to inform investment positioning
- Partner with internal teams to support trade execution and overall client service
Qualifications
- Bachelor’s degree in Finance, Economics, Accounting, or related field
- 2+ years of relevant experience in investment analysis or portfolio support
- Series 7 and 66 preferred, or willingness to obtain if not already licensed
- Progress toward CFP, CFA or similar designation preferred
Skills
- Strong understanding of capital markets and portfolio construction
- Great communication skills to be able to participate and conduct client meetings
- Solid financial modeling and analytical capabilities
- Ability to evaluate investment opportunities from both quantitative and qualitative perspectives
- Clear and concise written and verbal communication skills
- Strong attention to detail and ability to manage competing priorities
- Proficiency in Excel and familiarity with investment/research platforms
Disclosure
Rockefeller & Co. LLC, Rockefeller Financial LLC, Rockefeller Trust Company, N.A., The Rockefeller Trust Company (Delaware), Rockefeller Financial Services, Inc. and all other subsidiaries of Rockefeller Capital Management L.P. (individually and collectively, “Rockefeller”) is an equal opportunity employer and does not discriminate on the basis of race, religion, sex, gender, sexual orientation, gender identity or expression, national origin, citizenship, age, military or veteran status, marital or partnership status, caregiver status, legally recognized disability, or any other basis protected by applicable federal, state or local law (“protected characteristics”).
Rockefeller Capital Management participates in the E-Verify program in certain locations, as required by law.
- Bachelor’s degree in Finance, Economics, Accounting, or related field
- 2+ years of relevant experience in investment analysis or portfolio support
- Series 7 and 66 preferred, or willingness to obtain if not already licensed
- Progress toward CFP, CFA or similar designation preferred
- Conduct investment research and due diligence across securities, funds, and alternative investments
- Perform financial modeling and analysis to support portfolio decisions
- Monitor portfolio performance and risk across client accounts
- Prepare investment materials and reporting for client and internal use
- Track market developments to inform investment positioning
- Partner with internal teams to support trade execution and overall client service