Deputy Compliance Officer - Onboarding Private (5 months)

As a Deputy Compliance Officer, you will be part of the Compliance Department Onboarding team. You will be responsible for multiple tasks, which include:

• KYC and due diligence review on private clients’ account opening requests by applying Anti-Money Laundering /Counter-Terrorism Financing regulations (AMLA, AMLO-FINMA, CDB).
• Review of tax compliance aspects, such as FATCA and CRS (automatic exchange of information)
• Contribution in drafting client assessment documents and procedures
• Participation in reviews of key clients and high-risk clients
• Participation in key regulatory projects
• Participation in optimization of internal processes and guidelines
• Supporting and advising the First Line of Defense and the management.

• Bachelor’s or Master’s Degree, preferably in Finance, Business, Laws or in Economics
• Minimum 4 years of experience in the Compliance field in Switzerland
• Excellent command of English and French (German is a strong asset)
• CAS in Compliance in Financial Services or similar professional qualification is considered a plus
• Excellent organizational skills combined with a high level of adaptability
• Very good communication skills
• Analytical and methodological approach
• Strong team player who enjoys working in multicultural, dynamic, technological and international environment.

This is a temporary position. 

 

SQ2