Risk Management - Operational Risk Management - Vice President

About Us:
Huatai International Financial Holdings Company Limited (“Huatai International” or “the Company”), is the only overseas wholly-owned or controlled subsidiary of Huatai Securities. Huatai International is the Huatai Group’s international arm which plays as a crucial role in the group's internationalization strategy by:
a) not only providing offshore capital market services (and a global business platform) but also provides onshore clients with valuable cross-border capital market services (aligned with the mainland China government’s policies and commercial intentions);
b) actively making use of Huatai Securities’ leading position, distribution network and customer base in mainland China;
c) integrating on a global basis across many jurisdictions and regions, a successful and fully integrated international financial platform with innovative financial services solutions.

Huatai International operates as a holding company for consolidating all of the group’s cross-border businesses and companies under one umbrella, offering a truly unified and international business platform. In recognition of such international strength, the renowned international rating agency Standard and Poor’s has assigned Huatai International a “BBB+” rating (for long term) and “A-2” (for short-term).

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Position Objectives:

Working as a valuable member of the Operational Risk Management team, the role holder is expected to play an active role in conducting the regular operational risk management duties, as well as supporting the ongoing transformation of the Operational Risk Management Framework.

Key Responsibilities:

• Actively manage Operational Risk within the well-defined Operational Risk Management Framework: Governance, Identification, Assessment, Monitoring, Management, and Reporting;

• Act as the trusted advisor to the business & functional teams on matters related to Operational Risk;

• Support the ongoing transformation of Operational Risk Management Framework;

• Actively promote a positive operational risk management culture across the organization to improve risk awareness;

• Effectively partners with teams across the three lines of defense, and to play a critical role in improving the Firm’s overall risk and control environment holistically

Qualification:

• Bachelor or master degree in Finance or any related discipline;

• Over 8 years of related experience in Operational Risk Management;

• Knowledge of Investment Banking, Trading and Asset Management business and risk systems;

• Excellent communication skills, both verbal and written(English, Mandarin and/or Cantonese);

• Sound knowledge in Operational Risk Management Framework and methodologies (including KRI, scenario analysis, quality assurance review, incident management and reporting).

Technical Skills/Soft Skills Requirement:

• Good knowledge on the business process of investment banking/trading/asset management business.

• Communicates well with stake holders in other departments of the company.

• Proactive in improving the business process.