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CIRO / OCRI

Sr Membership Intake Examiner (Business Conduct Compliance)

Toronto, ON CanadaPosted 6 months ago
Full-timehybrid

Job Description

The Membership Intake Senior Examiner is accountable for analyzing and independently verifying the accuracy and completeness of Dealer Member applications and transaction requests (“Dealer Member transactions”). They will work directly with firms applying for CIRO membership as well as existing Dealer Members that propose changes to their business and operations. The Membership Intake Senior Examiner will have expertise in the areas pertaining to Business Conduct Compliance (BCC).

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Sr Membership Intake Examiner (Business Conduct Compliance) at CIRO / OCRI | Renata