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Regulatory Compliance Manager

Brisbane, QLD, AUPosted Yesterday
hybrid

Job Description

You will work closely with business units throughout the Bank as a compliance subject matter expert. The responsibilities associated with the role include, but are not limited to: Maintain the Bank's Obligations Register, ensuring obligations are captured, assigned and managed in accordance with the Obligations Management Standard; Manage the end-to-end obligations management lifecycle for new or amended obligations, including facilitating engagement with internal stakeholders to validate ownership and implementation requirements; Leading the continuous improvement of obligations management processes and systems; Supporting leaders by being a trusted advisor to the broader enterprise regarding regulatory compliance matters, including interpretation of laws, regulations and regulatory guidance; Analyse emerging regulatory change initiatives and assess potential impacts; Supporting in being the Compliance lead for relevant divisions, thematic issues, strategic initiatives and emerging initiatives, providing SME guidance and coordinating other compliance advisory support as beneficial; Supporting in challenging the Bank’s Compliance Management Framework to ensure its ongoing effectiveness and relevance to the Bank’s contemporary products and services; Conducting oversight reviews over both the broader enterprise Compliance program and thematic compliance issues as needed; Develop and/or contribute to reviewing relevant Policies, Standards and other supporting artefacts to ensure they reflect external regulatory changes and the Bank’s internal requirements, making recommendations to leaders for improvements and managing the team to execute; Preparing papers and reports for relevant Risk Governance Committees and Board reporting; Provide secretariat support for the Non-Financial Risk Committee including coordinating committee meeting schedules, agendas, papers, actions and minutes; Supporting the professional development and/or coaching of relevant staff from the Compliance team, the broader Risk Management division and the divisional Business Control teams; Representing Compliance at relevant meetings, both internal and with relevant external stakeholders; and You will confidently challenge yourself, teammates and other colleagues in constructive ways that drive better outcomes. Your experience You will have: Minimum of at least 5-7 years relevant experience in a similar role within a financial services institution. Extensive Financial Services Compliance experience, preferably in Banking, that includes prior responsibility for; The provision of compliance advice and challenge; The management of obligations; and Governance reporting. Knowledge of relevant Financial Services sector standards, including legislation, regulation, prudential standards, codes etc, including, but not limited to combinations of the following, APRA prudential standards, Corporations Act, Customer-Owned Banking Code of Practice, Privacy Act and the AML/CTF Act. Strong understanding and practical working knowledge of contemporary Compliance and Operational Risk Frameworks. Substantial demonstrated experience working in enterprise level compliance roles, including: working in Line 2 roles supporting diverse divisions; and developing and maintaining effective and collaborative relationships with relevant stakeholders. It would be beneficial to have: Experience in maintaining an Obligations Register. Experience of LexisNexis regulatory content and of the Archer GRC platform.
Regulatory Compliance Manager at GSB | Renata