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CIRO / OCRI

Business Conduct Compliance Examiner

Montreal, QC, CanadaPosted 1 weeks ago
Full-timehybrid

Job Description

As a key member of the team, the Business Conduct Compliance Examiner conducts field reviews of sales and business conduct compliance activities of Dealer Member head office and business locations. You will interpret and apply CIRO Dealer Member Rules to the evolving business models and technology tools of firms.

Business Conduct Compliance Examiner at CIRO / OCRI | Renata