Job Description
Position Overview FIS is seeking an individual to assist in the design and implementation of compliance-related software systems in the financial services industry. Systems include: • FIS Supervision Compliance Manager - A rules-based compliance application that helps financial services firms mitigate internal and regulatory risk. The solution is designed to help brokerage firms, banks and insurance companies identify questionable transactions and positions, improve field supervision processes, support field audits, and respond quickly to regulatory and legal challenges by analyzing account activity and client profiles against firm-defined policies and procedures. • Protegent Onboard - A system that manages the new account opening and account maintenance processes for brokerage and insurance firms. • FIS Trade Compliance Manager - A rules-based compliance application that addresses market manipulation and insider trading concerns.