Senior Insurance Due Diligence Analyst

The Senior Compliance Analyst – Due Diligence (Insurance Products) is responsible for conducting comprehensive upfront and ongoing due diligence on insurance and annuity products and insurance carriers offered through the firm. This role partners closely with compliance, product, legal, and business stakeholders to evaluate insurance offerings for regulatory compliance, risk management, financial stability, and alignment with firm standards.

The position focuses on reviewing approved insurance products on an ongoing basis, identifying emerging regulatory, financial, operational, or reputational risks, and escalating concerns as appropriate. The analyst will also support the evaluation of new insurance products and carriers, prepare written due diligence analyses, and present findings to internal product and governance committees.