Risk and Compliance Officer - Enterprise Data Management

Risk and Compliance Officer - Enterprise Data Management
The Risk and Compliance Officer supports execution of the Bank's Integrated Risk Management framework and is expected to work with business units to identify, assess, monitor risks through leveraging risk assessments, KRIs, training and governance and leadership reporting. 

Key Responsibilities and Duties

• Supports the development, implementation, and maintenance of the risk frameworks, policies, and procedures.
• Participates in risk governance committees and prepare documentation as needed.
• Conducts risk assessments across business lines, identifying emerging risks and control gaps.
• Performs ongoing monitoring of key risks and controls within their assigned lines of business.
• Performs routine analysis, conducts interviews and develops regular reporting in order to identify emerging risks to create recommendations to enhance control environments and create risk mitigation strategies.
• Coordinates and contributes to quarterly enterprise risk reports for executive management and Board Risk Committee.
• Assists assigned lines of business with completing various types of assessments and testing including trigger-based testing, RCSAs, including review, challenge, and validation
• Supports scenario analysis, risk appetite monitoring, and key risk indicator (KRI) tracking.
• Liaises with business units and support functions to ensure consistent application of risk management practices.
• Provides support to risk and compliance leadership for regulatory examinations, audits and ad-hoc board requests

Minimum Qualifications

• 5 years of experience in compliance or enterprise risk management
• 3+ years of related work experience in compliance, risk and/or governance program management, with significant exposure to Technology, Cybersecurity and Information Governance
• Strong background in supporting enterprise data management functions in financial services, life sciences or other regulated organizations
• Deep understanding of data governance principles, frameworks and best practices
• Experience performing risk assessments, RCSAs, or controls testing

Preferred Qualifications

• Bachelor’s Degree in MIS, Computer Science; Masters in Data Science or Information Governance strongly preferred.
• 7+ years of experience in compliance or enterprise risk management
• Preferred certifications: CDMP, DAMA Data Governance, CIPT, CIA, CISA
• Working knowledge of SQL scripting, other data querying and analytics is preferred

Educational Requirements

• University (Degree) Preferred

Physical Requirements

• Physical Requirements: Sedentary Work

Career Level
8IC