Job Description
We’re looking for someone who can
• facilitate timely and accurate market-side order placement and market-side finishing activities, including but not limited to, active order monitoring and chasing late confirmations, prompt detection of irregularities and efficient exception handling
• effectively manage client-side sales trading activities including advisory on order entry, special handling
and pre/at-trade execution-related client queries originating from Wealth Management clients and 3rd party Financial Institutions
• handle inbound information in Central information Management system received from Transfer Agent
• support and/or drive initiatives to improve efficiency and manage risk; proactively keeping in step with market development
• follow rules and regulations, compliance guidelines and desk procedures/protocols
