Deputy Head of Supervision

At Cetera, we need experienced compliance leaders to help us deliver integrity and continuous improvement. As a senior supervision professional, you understand how to design, implement, and enhance supervisory systems that meet complex regulatory requirements and support business growth. You apply sound judgment to complex supervisory matters, collaborate across functions, and promote a strong culture of compliance.

We are currently seeking a Deputy Head of Supervision to support firm-wide supervisory oversight at Cetera Wealth Services in Dallas, TX.