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Job Description
The Compliance Specialist provides support to the Director of Compliance and is a visible representative of the Compliance Department. The Compliance Specialist conducts research, investigations, and audits at the direction of the Director of Compliance. An understanding of the Seven Elements of an effective Compliance Program is important, as all activity is to facilitate adherence and enhancement of the Compliance Program. The Compliance Specialist acts as the administrator for the compliance software, learning management system, and policy software.