Job Description
State/Province: Posting Start Date: 2/6/25 Job Description: Job Description Job Title: Sr. Analyst Location: Gurgaon, India Job Description: Candidates will gain exposure to a wide range of industries and investment structures. As a result of the breadth of the experience, candidates will develop a unique understanding of companies, capital structures, and credit markets. Responsibilities: • Analyzing investment guidelines and interpret them to build logic-based rules to implement into automated investment compliance system for monitoring. • Deliver daily/monthly/quarterly compliance reports to PM team for the new violations across all investment policies. • Support onshore team by assisting them in post trade compliance monitoring activities across all the investment strategies. • Assist in identifying the data governance and data reconciliation issues. • Must be good with people management skills, must have on papers experience Qualifications: • Bachelor’s degree with a preference to advanced degree or progression towards CFA/FRM/CAIA • 4-6 years of relevant experience in investment compliance monitoring with an exposure towards rule coding. • Knowledge of guideline monitoring or coding in compliance systems e.g., Charles River, Bloomberg, LZ Sentinel, Aladdin or Clearwater Analytics would be an added advantage. • Good to have experience in querying database and analyzing large data sets ͏ Deliver No Performance Parameter Measure 1 Process No. of cases resolved per day, compliance to process and quality standards, meeting process level SLAs, Pulse score, Customer feedback 2 Self- Management Productivity, efficiency, absenteeism, Training Hours, No of technical training completed Get Job Alerts Receive notifications when we have open roles and get other relevant career news Register > Join Us Explore open roles that match your interests and skills Search Jobs >