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Senior Compliance Analyst
Milwaukee, WI, USPosted 3 days ago
remote
Job Description
The Team Member will be an integral part of the Allspring Compliance Program team supporting the Allspring Global Investments Compliance Program activities for a registered investment adviser including supporting the firm’s regulatory filings and reporting, regulatory compliance, and various projects and compliance oversight activities to support the Asset Management risk-based compliance program to assure compliance with significant regulatory requirements (i.e., SEC, CFTC, etc.) as well as firm policies.
The role includes partnering with various partners globally – including...