Analysis and validation of account openings and periodical client reviews for any type of clients’risk;
Challenge plausibility of KYC and corroboration and confirm risk rating during account openings and client reviews.
Analysis and validation of the change of circumstances.
Processing of banking counterparties (Wolfsberg questionnaire, AML letter, SWIFT message, request for information, etc.)
Participate in the development of internal documents related to Compliance and of Compliance guidelines;
Participate in the training program provided to the new employees of the bank;
Provide advice and support to the WM entities' compliance departments on AML topics;
Preparation of quarterly reports on the division's activities;
Participate to ad-hoc projects in relation to the division's activities;
Execution of controls in accordance with the best execution principles
Perform analysis and presentation to various Committees
Coordination in the development of internal documents related to Compliance (also for the purpose of internal and external audits);

University degree in law or a degree considered equivalent; Additional degree in Compliance, an asset;
At least 10 years' experience in a similar role within a bank in Switzerland;
Solid knowledge of Swiss law and Financial Regulations;
Very good language skills in French and English, a third language is an asset;
Excellent resistance to stress, work with methodology and rigorous;
Very good team player, very good spirit of adaptation and flexibility, good oral and written communication skills;

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Senior Compliance Officer

Job Description