Job Description
This position is listed on behalf of a partner company, who manages all applications and next steps. Our partner is looking for an Associate, Trade Surveillance based in Canada.
This role sits within a fast-paced, regulated investment environment where you will play a key part in monitoring trading activity across multiple asset classes.
You will be responsible for conducting daily trade surveillance reviews, analyzing alerts, and identifying potentially unusual or non-compliant trading behaviour.
The position involves both automated and manual review work, requiring strong analytical judgment and attention to detail.
You will collaborate closely with cross-functional teams including compliance, legal, trading, engineering, and operations to support regulatory obligations and ongoing initiatives.
A key aspect of the role is escalating and documenting findings, contributing to investigations, and supporting regulatory reporting and audits.
This is an excellent opportunity for a compliance professional who enjoys investigative work, data-driven analysis, and continuous improvement in a modern financial technology environment.
This position is listed on behalf of a partner company, who manages all applications and next steps. Our partner is looking for an Associate, Trade Surveillance based in Canada.
This role sits within a fast-paced, regulated investment environment where you will play a key part in monitoring trading activity across multiple asset classes.
You will be responsible for conducting daily trade surveillance reviews, analyzing alerts, and identifying potentially unusual or non-compliant trading behaviour.
The position involves both automated and manual review work, requiring strong analytical judgment and attention to detail.
You will collaborate closely with cross-functional teams including compliance, legal, trading, engineering, and operations to support regulatory obligations and ongoing initiatives.
A key aspect of the role is escalating and documenting findings, contributing to investigations, and supporting regulatory reporting and audits.
This is an excellent opportunity for a compliance professional who enjoys investigative work, data-driven analysis, and continuous improvement in a modern financial technology environment.