VP, Brokerage & Advisory Operations

This position is posted by Jobgether on behalf of a partner company. We are currently looking for a VP, Brokerage & Advisory Operations in the United States.

This senior leadership role is responsible for shaping and running the full spectrum of broker-dealer and RIA back-office operations within a highly regulated financial services environment. You will drive operational excellence across onboarding, trading support, transfers, cashiering, and advisor services while ensuring strong compliance with FINRA, SEC, and MSRB requirements. Acting as a key member of the operations leadership team, you will influence enterprise strategy, modernization efforts, and risk management practices. The role blends hands-on operational oversight with large-scale transformation, including technology modernization and process redesign. You will lead a sizable organization, build scalable operating models, and elevate performance through clear metrics and accountability. This is a high-impact position where operational discipline directly supports advisor success and client experience. The environment is fast-paced, highly regulated, and transformation-focused, requiring strong executive presence and strategic execution.

This position is posted by Jobgether on behalf of a partner company. We are currently looking for a VP, Brokerage & Advisory Operations in the United States.

This senior leadership role is responsible for shaping and running the full spectrum of broker-dealer and RIA back-office operations within a highly regulated financial services environment. You will drive operational excellence across onboarding, trading support, transfers, cashiering, and advisor services while ensuring strong compliance with FINRA, SEC, and MSRB requirements. Acting as a key member of the operations leadership team, you will influence enterprise strategy, modernization efforts, and risk management practices. The role blends hands-on operational oversight with large-scale transformation, including technology modernization and process redesign. You will lead a sizable organization, build scalable operating models, and elevate performance through clear metrics and accountability. This is a high-impact position where operational discipline directly supports advisor success and client experience. The environment is fast-paced, highly regulated, and transformation-focused, requiring strong executive presence and strategic execution.

We use an AI-powered matching process to ensure your application is reviewed quickly, objectively, and fairly against the role's core requirements. Our system identifies the top-fitting candidates, and this shortlist is then shared directly with the hiring company. The final decision and next steps (interviews, assessments) are managed by their internal team.

We appreciate your interest and wish you the best!

 Why Apply Through Jobgether? 

 

Data Privacy Notice: By submitting your application, you acknowledge that Jobgether will process your personal data to evaluate your candidacy and share relevant information with the hiring employer. This processing is based on legitimate interest and pre-contractual measures under applicable data protection laws (including GDPR). You may exercise your rights (access, rectification, erasure, objection) at any time.

 

 

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