Job Description
Job Description: Compliance Risk Management Program Monitor and ensure all business units comply with company internal policy, procedures, and external regulations
Monitor business activities regularly to detect any possible breaches of legislative, guidelines and to take remedy actions where necessary Initiate initiatives for more efficient/ effective compliance tools/processes and in general, follow compliance plan items Distribution compliance Conduct reviews of sales practices of the distribution channels to determine compliance with regulatory
and the company policies and procedures
Identify gaps and recommend corrective actions
Monitor the distribution application process are in accordance with the local regulatory requirement
Regulatory Compliance Responsible for ensuring compliance with regards to both
& reportings
Identify potential compliance violations and internal control weakness; and ensure timely resolution
Kept abreast of the regulatory environment and review/update control processes
Providing competent, reliable and timely compliance advising regulatory compliance issues and
management and/or the department concerned
Check and account for existing KAL policies and identify which ones are already approved during the LMACC, local BACC and the Board of Directors
To ensure that the approved KAL policies are current vis-à-vis all AXA Policies for further adoption and localization, to include applicable laws and regulations where necessary, for immediate implementation within the business unit
Monitor and follow up plans will be created based on the outcome of the analysis
High-risk functions or areas will be highlighted Others Contact and liaise with regulators on compliance issues and examination
include preparation and compilation of reports such as quarterly LMACC, BACC reports, annual AML assessments, monthly Anti-Money Laundering & Anti terrorist reports, as well as ad hoc reporting with the feedback on timeliness, quality and transparency Coordinate and report compliance related issues to the Regional Office as requested
: Bachelor’s Degree or higher in Laws, Accounting, Finance, or related fields 5-10 years experience in life insurance or financial services industry Experience in Compliance related position(s) Extensive knowledge of the regulatory environment, relevant legislation and regulatory requirement Good Analytical Skills & Interpersonal skills Capacity to work under pressure Knowledge of regulatory
for life insurance business and risk management Highly motivated, eager to learn and work well independently About Krungthai-AXA Life Insurance Krungthai-AXA Life Insurance Public Company Limited, created from a solid co-investment partnership between Krungthai Bank PCL. and the AXA Group, global financial protection and asset-management specialists
The trademark of Krungthai-AXA Life Insurance is designed to indicate the combination of the two corporations
Krung Thai Bank PCL. and AXA Group logos are aligned with Thai characters displaying the company name as Krungthai-AXA Life Insurance placed above the red line and the new company signature
Redefining/Life Insurance
Today Krungthai-AXA Life Insurance Public Company Limited is a fast-growing life insurance company with a vision – Ambition AXA
Our Perks and
Employee and Family Health Insurance
Life and Accident Insurance
Hybrid Working and Flexible Working Hours Annual Leave & Birthday Leave
Increment & Bonus Digital Learning - Self Learning Organization Annual Health Check up Provident Fund