Compliance Manager

WHO are we looking for?   CAPTRUST is seeking a Compliance Manager to join our Compliance Team. The Compliance Manager will be responsible for a variety of important monitoring processes and procedures, not only required by regulation, but also to assist in the regulatory risk mitigation. The ideal candidate has a strong, working knowledge of the compliance responsibilities of an SEC-registered investment advisor, including managing a Code of Ethics program. This position requires the individual to be able to work independently, manage a small team, assess information – both conceptually and analytically, as well as providing insight and guidance to...