Back to jobs
Job Description
Join our Compliance & Supervision team as a Supervision Analyst, where you'll play a key role in ensuring our advisors operate in accordance with firm policies and regulatory requirements. In this role, you'll review daily business activities, correspondence, and trade alerts, build trusted relationships with financial advisors, and collaborate across teams to uphold a culture of integrity. This is a great opportunity for a detail-oriented financial services professional looking to grow their compliance expertise in a dynamic, team-focused environment.