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Contributes to a positive risk culture and ensures day-to-day activities and decisions are undertaken in accordance with the Bank’s risk appetite and mitigated in accordance with relevant policies and procedures.
Pursue effective and efficient operational delivery, applying day-to-day procedures and business controls with respect to AML/ATF and economic sanctions risk, regulatory compliance risk, reputational and operational risk, including but not limited to responsibilities under the Enterprise-wide, GBM and ABC AML Policies, Standards and Procedures (“AML framework”).
The Associate Director will support the bank's transaction banking team conduct in-depth analysis of the risks associated with third party payments
Support Director, GBM Business Risk Management, AML Advisory in the capacity of AML Advisor for GBM and GTB Canada, including the timely management and completion of all governance processes as defined in the AML framework.
Support the Global BRM AML Advisory team co-ordinate efforts to streamline and globalize KYC and risk reviews across the bank’s jurisdictions.
Support pre-onboarding, business-led, committees with complex risk assessments – FIMC, IBBA, and BRM CRM, critical to the revenue strategy for the North American corridor.
Support the AML Advisor in responding to regulatory and audit requests, including by collating information and by providing testers with explanations and responses. As directed, represent the department and undertake additional projects to support implementation of changes to the AML/ATF framework as well as local regulatory requirements.
Conceptualize, review and author AML/ATF and sanctions-related policies, standards and procedures applicable to GBM and AML Advisory and Controls.
Stay abreast of and communicate relevant developments in the areas of regulatory environment, industry trends and best practice to the team to foster a culture of high performance.
Provide accurate and timely AML/ATF and sanctions subject matter expertise to the business to support their effective completion of GBM KYC/CDD/EDD/SEDD processes.
Apply and maintain achievable controls relating to High-risk clients, e.g. EDD/SEDD measures, escalations and requests for exceptions or waivers to relevant policies and procedures (as delegated).
Support development and delivery of effective training in the areas of KYC/CDD/EDD to the business.
Support Director AML Advisory and Controls in operationalizing the AML framework, identifying potential areas of improvement and communicating results to stakeholders.
Develop, maintain and expand strong professional relationships with relevant stakeholders,
Associate Director, Capital Markets & Payments Risk Advisory, AML and Sanctions - Toronto
Toronto, ONPosted 1 weeks ago
Full-timehybridsenior