Job Description
At Kroll, you will deliver expert advice and guidance to a wide variety of financial firms in managing their SEC, FINRA, NFA/CFTC compliance requirements. You will work alongside accomplished senior staff enhancing your own regulatory expertise, while mentoring junior team members and delivering excellent service. You will be part of an award-winning team supporting a global network of clients and colleagues. Our Compliance Consulting team provides expert compliance support for a variety of firms including hedge funds, private fund managers (e.g., equity, real estate, credit), wealth managers, corporate finance, broker-dealers, and NFA/CFTC-registered firms such as commodity pool operators (CPOs), commodity trading advisors (CTAs), and broker-dealers.
At Kroll, your work will help deliver clarity to our clients’ most complex governance, risk, and transparency challenges. Apply now to join One team, One Kroll.