Back to jobsEnsuring new client submissions or reactivations of existing clients are processed in accordance with applicable AML legislation, regulatory requirements and the Firm’s internal policies.
Conduct thorough research from a range of sources and databases to build a risk profile for new and existing clients.
Conduct client and matter risk assessments and categorise clients in line with Firm policies and procedures.
Analyse client due diligence information, identify any potential AML issues and escalate to the Senior BAT Manager, Senior In-house Counsel or MLRO.
Assist in the delivery of tasks aligned to the Firm’s ongoing monitoring programme.
Process third party payment requests in line with Firm policies and procedures.
Screen clients and counterparties against applicable sanctions lists and escalate any potential issues to the Sanctions Clearance Group.
Collate and record client due diligence information and maintain accurate records of progress throughout the client onboarding process.
Provide an efficient and professional service to the legal teams and provide support and advice.
Assist in the delivery of BAT projects where required.
