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Strong understanding of and practical experience related to regulatory requirements across various market activities of FIs such as:
Knowledge of insurance and/or banking products, market conventions and sales practices
Regulatory requirements related to enterprise risk management such as capital adequacy, stress testing, or risk governance
Ability to develop and implement practical client solutions and execute projects based on key compliance principles
Strong interpersonal and teaming skills
Effective leadership, project management and teamwork skills
Strong presentation skills and proficiency in the use of PowerPoint, Word and Excel
Insurance Regulatory Compliance (Financial Services) Consultant/Senior Consultant, Risk Consulting
SG, 048583Posted Today
Job Description
- Banking Act, SFA, FAA, underlying regulations, and SGX rules
- Institutional / Investment banking compliance topics and issues relevant to capital markets activity including conflicts of interest, information barriers, insider trading, restricted trading / control room processes, market abuse and conduct
- Private banking / wealth management compliance related to key topics regarding suitability, sales practices, new product processes, or client money
- Retail / consumer banking compliance incl. consumer protection, conduct, treating customers fairly, mortgage and consumer lending regulation