Job Description
This role in UBSCL will be mainly responsible for Regulatory reporting to prepare Operations related regulatory reports.
take responsibility for senior role to guide people doing right things and escalate any unmoral cases, keep in mind the UBS risk culture
- pre-check on client documents prepared by client advisor against internal procedure and checklist to ensure the application documents comply with DOA, document provided is in completeness
- contribute to continuous improvement of operation processes and services; ensure operations processes comply with regulatory requirements, guidelines and internal policies
- perform the specific regulatory reporting according to regulatory requirements, on a regular or ad-hoc basis
- support business and enquiries from Markets team on various products and develop the knowledge, skills and experience of team members
- support internal and regional projects as part of role responsibility, Finacle project experience is preferred
- No any compliance and regulations breach
