Job Description
What will your day look like?
As a Business Analyst – Compliance & Conduct, you will be:
• Supporting and coordinating conduct and compliance risk assessments across business processes, systems, data, and customer journeys.
• Partnering with business teams to design, uplift, and embed conduct and compliance risk controls aligned to enterprise frameworks and regulatory expectations.
• Reviewing control design and effectiveness to identify gaps, weaknesses, or inefficiencies and supporting risk‑based improvements.
• Supporting regulatory and policy change by coordinating impact assessments and assisting with the implementation of required changes.
• Maintaining accurate risk event, issue, and remediation logs, ensuring documentation is complete and audit‑ready.
• Preparing risk insights, analysis, and materials to support governance forums, audits, regulatory requests, and assurance activities.
• Identifying and escalating material conduct and compliance risks where controls or frameworks are not operating as intended.
• Supporting remediation planning and working with stakeholders to address identified risk and control issues.
• Contributing to continuous improvement initiatives to uplift compliance and conduct risk maturity across the business.