Job Description
- Drive product management including creation, launch and ongoing support.
- Oversee all aspects of the ETF process including sub-advisor oversight.
- Creates and maintain policies and procedures for ETF operations.
- Review of ETF offering documents, prospectuses, operating memorandums, and key fund documentation
- Create and maintain, Board and ETF committee material.
- Work closely with accounting, custody, administration, and compliance teams.
- Foster strong relationships with Authorized Participants, Market Makers and Broker Dealers while acting as an intermediary between liquidity providers and investors.
- Work to continue our efforts to automate and integrate tasks.
- Working knowledge of a wide variety of security types, including equities, bonds, FX and derivatives
- Awareness of regulatory and industry changes and how it impacts the business & operations
- Strong investment acumen and background specifically when it comes to ETFs, factor investing and asset allocation
- Motivated team player with strong interpersonal, organizational, & time management skills
- Strong technical skills required (Excel, Power Point, Access, Bloomberg, etc)
- Required Education: Bachelor's Degree required; CFA, MBA, CIMA, CAIA or advanced degree preferred
- Required Certifications: FINRA Series 7 & 63 a plus
- 3+ years of experience in the ETF ecosystem, specifically in a Product Development, Portfolio Management, Capital Markets or ETF Operations capacity
With roots dating back to 1979, AAM has become a highly respected financial force providing complete portfolio solutions tailored to the individual needs of financial professionals. Our results-oriented advisor-centric service model and industry experience differentiates us from the competition by adding real value to your financial services business.
The firm offers access to alternatives, exchange-traded funds, the fixed income markets, managed accounts, mutual funds, structured products, and unit investment trusts. AAM is a part of SLC Management, the institutional alternatives and traditional asset management business of Sun Life. AAM is a SEC registered investment advisor and member FINRA/SIPC. Registration does not imply a certain level of skill or training.
As of September 30, 2025, the brokerage and advised business at AAM represents approximately $12.2 billion in assets. (Assets under supervision represent $6.5 billion in UIT assets. The firm has $3.6 billion in assets under administration that represents the non-proprietary assets for which AAM provides various levels of service, but not investment management. The firm's $2.1 billion in assets under management represents AAM's proprietary separately managed account, mutual fund and ETF assets.
AAM is a broker/dealer, member FINRA/SIPC and SEC registered investment advisor. For more information, visit www.aamlive.com.
Advisors Asset Management is an Equal Opportunity Employer and a participant in E-Verify.