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Americas Compliance Audit Manager
Audit, United States - New Jersey, United States - New York, United States - North CarolinaPosted 5 days ago
Job Description
Are you a sharp evaluator of risk? Can you investigate complex situations and propose solutions? We're looking for someone like that who can:
• lead or conduct reviews and audits of specific business areas, provide practical, innovative and value-added solutions to issues identified
• drive or work as a team member on reviews and audits, including thematic and front-to-back
• analyze and assess risks and barriers to delivery assumed by both the business and support functions
• identify and evaluate the effectiveness of controls designed to address those risks
• prepare reports of audit findings for UBS senior management, monitor the results, risk profile and developments across Financial Crime Prevention and provide input for planning sessions
• successfully collaborate with peers in and across audit teams
• Builds-up and continuously maintains sufficient knowledge of organizational and governance structure, of products and processes, of legal and regulatory requirements, as well as developing professional skills and experience, to allow for an effective and professional mandate execution.
• lead or conduct reviews and audits of specific business areas, provide practical, innovative and value-added solutions to issues identified
• drive or work as a team member on reviews and audits, including thematic and front-to-back
• analyze and assess risks and barriers to delivery assumed by both the business and support functions
• identify and evaluate the effectiveness of controls designed to address those risks
• prepare reports of audit findings for UBS senior management, monitor the results, risk profile and developments across Financial Crime Prevention and provide input for planning sessions
• successfully collaborate with peers in and across audit teams
• Builds-up and continuously maintains sufficient knowledge of organizational and governance structure, of products and processes, of legal and regulatory requirements, as well as developing professional skills and experience, to allow for an effective and professional mandate execution.