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Provide support for the implementation of operational changes related to financial crime prevention, including automation initiatives
Assist with the implementation of operational change related to financial crime (and broader Transfer Agency processes) which could be generated internally, by our third-party administrators and by regulatory/industry change
Initiate and deliver robust, well-governed, AI & Automation initiatives utilizing enterprise software such as copilot and enhanced AI/automation functions within Microsoft office applications (i.e. power query via Excel)
Assist in the day-to-day process of issuing and chasing Due Diligence questionnaires for Distributors and Intermediaries
Support the initial assessment of distributors and intermediaries, liaising with the Financial Crime team as appropriate
Help complete Financial Crime Risk Assessments (FCRA) on clients/investors based on client static data
Participate in screening activities (sanctions, PEPs, adverse media), some of which are outsourced to third-party administrators

Investor & AML Operations Analyst
LondonPosted 1 weeks ago
Full-timehybridmid